Regulatory Tracker
Multi-jurisdiction compliance and filing management
Jurisdictions
5
Filed
2/5
On-Time Rate
100%
Penalty Exposure
$4.75M
Penalty Exposure by Jurisdiction
Cumulative penalty exposure across 5 jurisdictions (values in $K)
Compliance Progress
SEC
2d remainingIn Progress
California (CCPA)
1d remainingIn Progress
GDPR (EU)
1d remainingIn Progress
Massachusetts
28d remainingNot Started
New York (SHIELD)
58d remainingNot Started
On-Time Filing Probability
Penalty Exposure ($K)
SEC
2000K
GDPR
1200K
California
750K
New York
500K
Massachusetts
300K
Filing Checklist
| Jurisdiction | Requirement | Deadline | Status | Attorney |
|---|---|---|---|---|
| SEC | Form 8-K Material Event | Mar 5 | In Progress | James Park |
| SEC | Preservation Notice | Mar 3 | Filed | Sarah Chen |
| California | CCPA Breach Notice | Mar 4 | In Progress | James Park |
| California | AG Written Notice | Mar 4 | Not Started | James Park |
| GDPR | DPA Notification (Art 33) | Mar 4 | In Progress | Sarah Chen |
| GDPR | Data Subject Notification | Mar 6 | Not Started | Sarah Chen |
| Massachusetts | AG + Consumer Affairs | Apr 1 | Not Started | James Park |
| New York | SHIELD Act Notice | Apr 30 | Not Started | James Park |
Recent Agency Contact Log
Mar 3, 04:15Formal Filing
SEC Division of Enforcement
Initial breach disclosure submitted
Mar 3, 05:30Legal Letter
CA Attorney General
CCPA notification filed
Mar 3, 06:00Portal Submission
EU DPA (Ireland)
GDPR Art 33 preliminary notification
Mar 3, 03:00Secure Email
Internal Legal
Preservation notice to all custodians
Mar 2, 22:00Phone
FBI Cyber Division
Voluntary notification — cooperation pledged